14.1 DO: Solve the Quiz-3 problems.
14.2 DO: Prove: almost all graphs $G$ satisfy the inequality
$\chi(G) > (\omega(G))^{100}$. (Here $\omega(G)$
denotes the clique number.) Use one
of the Quiz-3 problems without proof. The definition
of "almost all" can also be found in the quiz.
14.3 DO: Review the statement of the Frankl--Wilson Theorem
("Modular Ray-Chaudhuri--Wilson Theorem").
14.4 DO: Review the Frankl--Wilson construction of
$n\nrightarrow (n^{\epsilon})_2$
Ramsey graphs, along with their analysis via the R-W and F-W
theorems.
14.5 DO: Recall the definition of polarity of a finite
projective plane. Review the proof of Bear's theorem:
Every polarity has a fixed point.
13.1 DO: (a) If $v_1,\dots,v_m\in\{0,1\}^n$ are $(0,1)$-vectors
and they are linearly independent over $\fff_p$ then they are linearly
independent over $\rrr$. (b) The converse is false for
all $p$.
13.2 DO: Prove: For any matrices $A,B$ for which the product $AB$
is defined, we have $\rank(AB)\le \min\{\rank(A),\rank(B)\}$.
13.3 DO: Review the proof of the Oddtown Theorem: If
If $A_1,\dots,A_m\subseteq [n]$
are sets such that
(i) $(\forall i)(|A_i|$ is odd$)$ and
(ii) $(\forall i\neq j)(|A_i\cap A_j|$ is even$)$
then $m\le n$.
13.4 NOTATION: Diagonal case of Erdös--Rado arrow symbol:
$n\to (k)_2$ indicates $n\to(k,k)$ and $n\to(k)_s$ indicates
$\displaystyle{n\to (\underbrace{k,k,\dots,k}_{s\text{ times}})}$.
13.5 DO: Observe: $4^k > \binom{2k}{k}$. The diagonal case of
Erdös--Szekeres: $\binom{2k}{k}\to (k+1)_2.$ Combining these
two it follows that $4^k \to (k+1)_2$. In other words,
$n \to (1+ (1/2)\log_2 n)_2$. Question: How tight is this bound?
Answer: tight within a factor of 4, see next exercise.
13.6 REVIEW: (Erdös, 1950): $n \nrightarrow (1+ 2\log_2 n)_2$.
--- Method: we prove that with high probability, a random graph does not
have either an independent set or a clique of size $\ge 1+2\log_2 n$.
(This result inaugurated the Probabilistic Method in combinatorics:
proof of existence without explicit construction.)
13.7 HW (Zsigmond Nagy's explicit Ramsey graph construction):
Nagy constructed the
following graph for every $s\ge 3$. The graph has $n=\binom{s}{3}$
vertices, labeled as $\{v_T : T\subseteq [s], |T|=3\}$. Vertices
$v_T, v_S$ are adjacent if $|S\cap T|=1$. Prove that this graph
does not have either and independent set of a clique of size
greater than $v$. (Note: this proves
$n\nrightarrow (c n^{1/3})_2$ via an explicit construction.)
(8 points)
13.8 DO: Find $\Omega(s^2)$ triples in $[s]$ such that every two of them
intersect in at most 1 element.
13.9 REVIEW the statement of Ramsey's Theorem
(general case: for $t$-uniform hypergraphs).
13.10 REVIEW the proof that $n\to (c \log\log n)_2^{(3)}$
(3-uniform Ramsey).
12.1 DEF: Recall the Erdös-Rado arrow symbol: the statement
$n\to(k,\ell)$ means that no matter how we partition the set of
edges of the complete graph $K_n$ into "red" edges and "blue" edges
as $E(K_n)=R\dot\cup B$, there will either be an all-red
$K_k$ or and all-blue $K_{\ell}$, i.e., there will exist
a subset $A\subseteq V(K_n)$ such that either $|A|=k$ and
$\binom{A}{2}\subseteq R$ or $|A|=\ell$ and $\binom{A}{2}\subseteq B$.
Analogously, the statement $n\to(k,\ell,m)$ means that
no matter how we partition the set of edges of the complete graph $K_n$
into "red," "blue," and "green" edges, either there will be an all-red
$K_k$ or and all-blue $K_{\ell}$ or an all-green $K_m$.
12.2 DO: Generalize this definition to $s$ colors: define the statement
$n\to (k_1,\dots,k_s)$.
12.3 REVIEW from class:
(a) $6\to (3,3)$ and
(b) $5\nrightarrow (3,3)$
12.4 DO: $10\to (4,3)$
12.5 CH: $9\to (4,3)$
(5 points)
12.6 DO (Erdös-Szekeres 1935): For all $k,\ell \ge 1$ we have
$$ \binom{k+\ell}{k} \to (k+1,\ell+1) $$
Hint. By induction on $k+\ell$. Base cases: $k=1$ or $\ell=1$.
Then for the inductive step you may assume $k,\ell \ge 2$.
Fix a vertex $v$. Let $R$ be the set of "red neighbors" of $v$ and
$L$ the set of "blue neighbors" of $v$. If we find either
and all-red $K_k$ or an all-blue $K_{\ell+1}$ in $R$, we are
done (why?). Argue analogously for $L$. If both $R$ and $L$ are too
small to guarantee that one of these necessarily occurs then show
that $n$ is too small. For this last step, use
Pascal's identity:
$\binom{k+\ell}{k}=\binom{k+\ell-1}{k}+\binom{k+\ell-1}{k-1}$.
12.7 HW: Prove: $17\to (3,3,3)$.
(5 points)
12.8 DO: Prove: for all $k\ge 1$ we have
$\displaystyle{N\to (\underbrace{3,3,\dots,3}_{k\text{ times}})}$
where $N = \lceil \eee k!\rceil$.
12.9 DO: (Ramsey's Theorem for graphs): For all positive
integers $s$ and $k_1,\dots,k_s$ there exists $n$ such that
$n\to (k_1,\dots,k_s)$. (Ramsey's full theorem
is for uniform hypergraphs.)
12.10 REVIEW from May 10 class (exercise set #10): Sperner families,
Sperner's Theorem, the proof of the BLYM Inequality via Lubell's
permutation method.
12.11 HW (baby Littlewood-Offord problem) (Parts (a)
and (c) were assigned in class on May 10):
(a) Prove that there exists a positive constant
$c$ such that the following holds for every $n \ge 1$.
Given $a_1,\dots,a_n,b\in\rrr$ where
$a_i > 0$, take $I\subseteq [n]$ uniformly at random (so the
size of the sample space is $|\Omega|=2^n$). Then
$P(\sum_{i\in I} a_i = b) \le c/\sqrt{n}$.
(b)
Let $c_n$ denote the smallest value of $c$ for which the conclusion
of part (a) holds for a given $n$. Determine $\lim_{n\to\infty} c_n$.
(c) Prove that part (a) remains valid if the condition
$a_i > 0$ is replaced by $a_i\neq 0$.
(9+6+5 points)
11.1 DO: Solve the Midterm problems on your time.
11.2 HW:
Let $r\ge 1$.
Use the Permanent Inequality (8.19 THM) to prove that an $r$-regular bipartite
graph with $2n$ vertices has at least $(r/\eee)^n$ perfect matchings.
(10 points)
11.3 HW:
Let $L(n)$ denote the number of $n\times n$ Latin squares.
Prove: $\log L(n)\sim n^2\log n$. (The tilde means
"asymptotically equal.") Use the preceding exercise.
(10 points)
11.4 DO:
Let $f(n)$ denote the number of (not necessarily perfect) matching
in the path of length $n$. (The path of length $n$ is a graph with
$n+1$ vertices and $n$ edges arranged in a straight line so consecutive
vertices are adjacent.) So $f(1)=2$ (the empty set is a matching!)
and $f(2)=3$. Calculate $f(n)$.
Your answer should be a familar sequence.
11.5 HW: Let $M$ be the incidence matrix of a finite
projective plane of order $n$ (so this is an $N\times N$ matrix
where $N=n^2+n+1$). Let $\lambda\in \ccc$ be a complex eigenvalue of
this matrix. Prove: $|\lambda|\le n+1$.
(9 points)
11.6 CH (due the same day, May 17):
(Continued from preceding exercise.)
Assume $|\lambda|= n+1$. Then prove that
$\lambda = n+1$ and if $x=(x_1,\dots,x_N)$ is an eigenvector
corresponding to $\lambda$ then $x_1=\dots = x_N$.
(7 points)
11.7 DO: Review the Spectral Theorem of linear algebra: If $A$
is an $n\times n$ real symmetric matrix then $A$ has an
orthonormal eigenbasis (i.e., $\rrr^n$ has a basis consisting
of eigenvectors of $A$ such that those eigenvectors
are orthonormal under the standard dot product in $\rrr^n$).
In particular, all eigenvalues of such a matrix are real.
11.8 DO: Prove: The sum of eigenvalues of a square matrix is the trace
(sum of the diagonal elements).
11.9 DO: Prove: For any $n\times n$ matrix $B$, the eigenvalues of
$B^2$ are the squares of the eigenvalues of $B$. This statement
is true taking the multiplicities into account, so if the
eigenvalues of $B$ are $\lambda_1,\dots,\lambda_n$ (where
some of these can be equal) then the eigenvalues of
$B^2$ are $\lambda_1^2,\dots,\lambda_n^2$.
10.1 DO: Review all course material for Thursday's test, including the
DO exercises.
10.2 DO: Prove: if $x\neq 0$ then $1+x < \eee^x$. (This is true regardless
of the sign of $x$.)
10.3 DO: Let $G$ be a transitive group of permutations of the set $V$.
Fix $v\in V$ and $A\subseteq V$. Let $\pi$ be a random element
of $G$ (chosen uniformly). Prove: $P(v\in \pi(A))= |A|/n$.
10.4 DO: Review the proof of problem 5.20 (CH) from class:
If $\calH=(V,\calE)$ is a vertex-transitive hypergraph then
$\alpha(\calH)\chi(\calH) < n (1+\ln n)$.
10.5 DO: Review the proof that for all hypergraphs $\calH=(V,\calE)$ we
have $\nu^*\le\tau^*$.
10.6 DO: If $\calH$ is $k$-uniform then $\nu\le n/k$.
10.7 DO: True or false: If $\calH$ is $k$-uniform then $\nu^*\le n/k$.
Decide this question for every $k\ge 2$.
10.8 DO: If $\calH$ is $k$-uniform then $\tau\le k\tau^*$.
10.9 DO: (a) If $\calH$ is $k$-uniform then $\nu^*\le k\nu$.
(b) For infinitely many values of $k$ find
$k$-uniform hypergraphs such that $\nu^* > (k-1)\nu$.
10.10 DO: Prove: If $\calH$ is $k$-uniform and regular
then $\nu^*=\tau^*=n/k$. Do NOT use the Duality Theorem $\nu^*=\tau^*$.
10.11 DO: Prove: If $\calH$ is $k$-uniform then
$\displaystyle{\tau\le \left\lceil \frac{n}{k} \ln m\right\rceil}$.
10.12 DO: Derive Ex. 5.20 (discussed above as Ex. 10.4) from the preceding
exercise. Do NOT rehash the arguments of Ex. 10.4; what you need to do
is reduce Ex. 5.20 to Ex. 10.11.
So from the input data of Ex. 5.20 (a vertex-transitive
hypergraph $\calH_1$) you need to construct input data for Ex. 10.11 (a
$k$-uniform hypergraph $\calH_2$ for some $k$) such that the parameters
$\alpha$ and $\chi$ of $\calH_1$ correspond to certain
parameters of $\calH_2$ and an application of Ex. 10.11 to these parameters
of $\calH_2$ translates back to the desired relation between
$\alpha$ and $\chi$ for $\calH_1$.
10.13 DEF: We say that the sets $A,B$ are comparable if $A\subseteq B$
or $B\subseteq A$. A Sperner family is a list of sets
$A_1,\dots,A_m$, no two of which are comparable, i.e.,
$(\forall i\neq j)(A_i\not\subseteq A_j)$.
10.14 Sperner's Theorem. If $A_1,\dots,A_m\subseteq [n]$
is a Sperner family then $\displaystyle{m \le \binom{n}{\lfloor n/2\rfloor}}$.
(To be proved later.)
10.15 Lemma (BLYM Inequality)
(Bollobás, Lubell, Yamamoto, Meshalkin):
If $A_1,\dots,A_m\subseteq [n]$ is a Sperner family then
$\displaystyle{\sum_{i=1}^m\frac{1}{\binom{n}{|A_i|}}\le 1}$.
10.16 DO: Deduce Sperner's Theorem from the BLYM Inequality.
10.17 DO: For all $n$ find cases where equality holds in
the BLYM Inequality. The number of cases you find should grow
with $n$.
10.18 CH (due May 24): Find all Sperner families for which
equality holds in eth BLYM Inequality.
(10 points)
10.19 DO: Evaluate the sum
$\displaystyle{\sum_{i=1}^m\frac{1}{\binom{n}{|A_i|}}\le 1}$
for the case when $m=2^n$ and the $A_i$ are all subsets of $[n]$.
Your answer should be a very simple closed-form expression.
9.1 DO: Prove: If $n\ge k \ge 1$ then
$\displaystyle{\left(\frac{n}{k}\right)^k \le\binom{n}{k}
\le\frac{n^k}{k!}}$.
9.2 DO: Prove:
If $n\ge k \ge 1$ then
$\displaystyle{\binom{n}{k}\le \left(\frac{\eee n}{k}\right)^k}$.
9.3 CH (due Thu, May 12): Prove: If $n\ge k \ge 1$ then
$\displaystyle{\sum_{j=0}^k\binom{n}{j}\le
\left(\frac{\eee n}{k}\right)^k}$.
(4 points)
9.4 REVIEW: Let $S(n,k)=\sum_{t=0}^{\infty}\binom{n}{tk}$. Then
$$S(n,k) = \frac{1}{k}\sum_{j=0}^{k-1}(1+\zeta^j)^n$$
where $\zeta=\eee^{2\pi i/k}$ is the "first" complex $k$-th root of unity.
(In fact this formula would work with any primitive
$k$-th root of unity in place of $\zeta$.)
9.5 HW: Prove: $|S(n,3)-2^n/3| <1$. Your proof should be
very short and elegant; use the formula from the preceding exercise.
(6 points)
9.6 DO: Review the notion of gcd. (Check instructor's online lecture notes.)
9.7 DO: A $k$-th root of unity is a complex number $z$ such that
$z^k=1$. A primitive $k$-th root of unity is a $k$-th root
of unity that is not an $\ell$-th root of unity for any $\ell< k$.
A root of unity is a number that is a $k$-th root of unity
for some $k\ge 1$.
9.8 DEF: The order of a complex root of unity is the smallest $k$
such that $z^k=1$. We denote tis quantity by $\ord(z)$.
9.9 DO: $z$ is a primitive $k$-th root of unity if and only if $\ord(z)=k$.
9.10 DO: Let $\ord(z)=k$. Prove: $z^m=1 \iff k\mid m$.
9.11 DO: Prove: $\ord(z^m)=\ord(z) \iff \gcd(m,\ord(z))=1$.
9.12 DO: Prove: The sum of the $n$-th roots of unity is 0 if $n\ge 2$
and 1 if $n=1$.
9.13 CH (due Tue, May 17):
Let $\mu(n)$ denote the sum of the primitive $n$-th roots
of unity. (a) Compute $\mu(n)$ for all $n\le 20$.
(b) Observe a pattern: given the prime factorization of $n$, give a simple
rule to calculate $\mu(n)$ (c) Prove that the pattern holds
for all $n$.
(3+2+5 points)
9.14 DEF (sunflower): A set system $A_1,\dots,A_m$ is a
sunflower with $m$ petals if the $A_i$ are distinct
and $(\forall i\neq j)(A_i\cap A_j=K)$ where $K=\bigcap_{i=1}^m A_i$.
We call $K$ the kernel of the sunflower and the sets
$A_i\setminus K$ the petals. Note that the petals are
disjoint.
9.15 HW (Erdös-Rado Sunflower Theorem):
Let $A_1,\dots,A_m$ be distinct sets of size $|A_i|\le r$.
Assume $m > (s-1)^r r!$. Prove: there is a sunflower
with $s$ petals among the $A_i$.
(6 points)
9.16 OPEN PROBLEM (Erdös-Rado Sunflower Conjecture):
Does there exist a constant $C$ such that the following is true:
If $|A_i|\le r$ $(i=1,\dots,m)$ and $m > C^r$ then there is a
sunflower with 3 petals among the $A_i$.
9.17 DEF: A matching in a hypegraph is a set of disjoint edges.
Matching number: $\nu(\calH)$: max number of disjoint edges.
9.18 DEF: A cover or "hitting set" in a hypergraph
$\calH=(V,\calE)$ is a subset $W\subseteq V$ that hits every edge,
i.e., $(\forall E\in\calE)(W\cap E\neq\emptyset)$.
Covering number ("hitting number") $\tau(\calH)$: the minimum
size of a cover.
9.19 HW: Prove: (a) $\nu(\calH)\le \tau(\calH)$. (Do not
use anything from the fractional concepts below.)
(b) If $\calH$ is $r$-uniform then $\tau(\calH)\le r\cdot\nu(\calH)$
(c) Show: $(\forall r\ge 2)(\forall \nu\ge 1)$
both (a) and (b) are tight.
(2+4+(1+5) points)
9.20 DEF: A fractional cover of a hypergraph $\calH=(V,\calE)$
is a function $f: V\to\rrr$ such that (i) $(\forall v\in V)(f(v)\ge 0)$;
and (ii) $(\forall E\in\calE)(\sum_{v\in E} f(v)\ge 1)$. The
value of the fractional cover is $\sum_{v\in V} f(v)$. The
fractional covering number of $\calH$ is $\tau^* =$
min value of a fractional cover.
9.21 DO: Prove: $\tau^* \le \tau$.
9.22 DEF: A fractional matching of a hypergraph $\calH=(V,\calE)$
is a function $g: \calE\to\rrr$ such that
(i) $(\forall E\in\calE)(g(E)\ge 0)$;
and (ii) $(\forall v\in V)(\sum_{E: v\in E} g(E)\le 1)$. The
value of the fractional matching is $\sum_{E\in\calE} g(E)$.
The fractional matching number of $\calH$ is $\nu^* =$
max value of a fractional matching.
9.23 DO: $\nu\le\nu^*$.
9.24 HW: Prove: $\nu^* \le \tau^*$.
(8 points)
9.25 FACT: $\nu^*=\tau^*$. This follows from the
Linear Programming Duality Theorem.
9.26 HW: Find (a) $\nu$ (b) $\nu^*$ (c) $\tau^*$ (d) $\tau$
for a projective plane of order $n$. Your answers should be very simple
expressions. Prove your answers. Do not use the Duality Theorem.
(1+3+3+7) points)
9.27 DO: Let $C_n$ denote the cycle (graph) of length $n$ (so
$C_n$ has $n$ vertices and $n$ edges where $n\ge 3$). Observe that
$\nu(C_n)=\lfloor n/2\rfloor$ and $\tau(C_n)=\lceil n/2\rceil$.
Find $\nu^*(C_n)$ and $\tau^*(C_n)$. Prove your answers. Do not use
the Duality Theorem.
8.1 FACT: Every nonempty regular bipartite graph has a perfect matching.
(A matching in a graph is a set of pairwise disjoint edges.
A perfect matching in a graph is matching that involves
every vertex, so it consists of $n/2$ edges, where, as usual, $n$
denotes the number of vertices.)
8.2 HW: Use the FACT above to prove that every Latin rectangle
can be completed to a Latin square. (For $k\le n$, a $k\times n$
Latin rectangle is a $k\times n$ matrix such
that every entry is from the set $[n]$ and there is no repeated
entry in any row or column. A "completion" of a $k\times n$ Latin
square $A$ is an $n\times n$ Latin square $B$ of which the first
$k$ rows constitute the matrix $A$.)
(6 points)
8.3 DO: find a nonempty regular graph with an even number
of vertices that has no perfect matching.
8.4 DO: Give a one-line "AH-HA" proof of the inequality
$n!/n^n > \eee^{-n}$ (for all $n\ge 1$). You cannot
use Stirling's formula because it only gives results
for "sufficiently large" $n$. Effective variants
of Stirling's formula exist; do not use them, they won't
give an AH-HA proof.
8.5 $L$-intersecting hypergraphs: Let $L=\{\ell_1,\dots,\ell_s\}$
be a set of nonnegative integers. The hypergraph $\calH=(V;A_1,\dots,A_s)$
is $L$-intersecting if $(\forall i\neq j)(|A_i\cap A_j|\in L)$.
8.6 THM (Ray-Chaudhuri -- Wilson Theorem):
Let $\calH=(V;A_1,\dots,A_m)$
be an $r$-uniform, $L$-intersecting simple hypergraph where
$|L|=s\le r\le n$.
Then $m\le\binom{n}{s}$ (where, as usual, $n=|V|$). (Result by Dijen K.
Ray-Chaudhuri and Richard M. Wilson, 1965). ("Simple" means there are
no repeated edges.) (We outline a proof of this theorem in Ex. 8.11
below.)
8.7 DO: Prove that for every $n$ and $s$ with $s < n/2$ the bound
in the R-W Theorem is tight.
8.8 Frankl-Wilson Theorem (1981)
(nonuniform version of the R-W Theorem):
Let $\calH=(V;A_1,\dots,A_m)$ be an $L$-intersecting simple hypergraph
where $|L|=s$.
Then $m\le\binom{n}{s}+\binom{n}{s-1}+\dots +\binom{n}{1}+\binom{n}{0}.$
8.9 REVIEW the proof given in class (LB, 1988): Arrange the edges
in nonincreasing order: $|A_1|\ge |A_2|\ge \dots\ge |A_m|$.
Let $v_i\in\rrr^n$ denote the incidence vector of $A_i$.
Define the polynomial $f_i(x)$ $(x\in\rrr^n)$ as follows:
$$ f_i(x)=\prod_{\ell_j<|A_i|}(x\cdot v_i-\ell_j).$$
Observe that $f_i(v_i)\neq 0$ and for $i< k$ we have
$f_i(v_k)=0$ so these polynomials satisfy the "triangular
condition." It follows by Ex. 7.3 that the polynomials $f_i$
are linearly independent; in fact, even their multilinearizations
${\wt{f_i}}$ are linearly independent. Therefore
$m \le \dim Q$ where $Q$ denotes the space of multilinear polynomials
of degree $\le s$ in $n$ variables. $\dim Q = \sum_{j=0}^s \binom{n}{j}$
by Ex. 7.4. Q.e.d.
8.10 DO: Where did the proof in the previous exercise use the
ordering of the sets $A_i$?
8.11 DO: Let $x_1,\dots,x_n$ be variables and for $I\subseteq [n]$
let $X_I=\prod_{i\in I} x_i$. Let $1\le r\le n$. Prove
that the polynomials $X_I\cdot(\sum_{i=1}^n x_i-r)$ for all
$I\subseteq [n]$ satisfying $|I|< r$ are linearly independent.
(Hint: Triangular condition.)
8.12 HW (due Tue, May 10): proof of the R--W Theorem.
(Note: the sketch given in class was in error.)
[Note, added 5-9 at 6:15pm: a further error was in the
posted problem, see below.]
(a) Prove: Under the conditions of the
Ray-Chaudhuri -- Wilson Theorem, the polynomials
$X_I\cdot(\sum_{i=1}^n x_i-r)$ for
$|I|\le s-1$ and the polynomials ${\wt f}_i$ together are
linearly independent. ($X_I$ is defined in Ex. 8.11.
You may use 8.11 without proof.) (b) Infer the R-W Theorem.
(This proof is due to Alon-B-Suzuki, 1991.)
8.13 DO: review the definition of the determinant as a sum of
$n!$ terms: if $A\in M_n(\fff)$ (where $\fff$ is a field and $M_n(\fff)$
is the set of $n\times n$ matrices over $\fff$) then
$$\det(A)=\sum_{\sigma\in S_n} \sgn(\sigma)\prod_{i=1}^n a_{i,\sigma(i)}.$$
(Here $S_n$ denotes the set of all permutations of $[n]$.)
In particular, review the parity of permutations (even, odd);
we say that $\sgn(\sigma)=1$ if $\sigma$ is an even permutation
and $\sgn(\sigma)=-1$ if $\sigma$ is an odd permutation.
8.14 DEF: The permanent is defined by the same formula as
the determinant but without the signs:
$$\per(A)=\sum_{\sigma\in S_n} \prod_{i=1}^n a_{i,\sigma(i)}.$$
8.15 DO: Prove: (a) If we multiply a column of the matrix $A$ by $\lambda$
to obtain the matrix $A'$ then $\per(A')=\lambda\per(A)$.
(b) $\per(\lambda A)=\lambda^n\per(A).$
8.16 DO: We write $I$ for the $n\times n$ identity matrix and $J$
for the $n\times n$ all-ones matrix (every entry is 1). Prove:
$\per(I)=1$ and $\per(J)=n!$.
8.17 DEF: A matrix $A=(a_{ij})\in M_n(\rrr)$ is stochastic if
every row is a probability distribution, i.e., (i)
$(\forall i,j)(a_{ij}\ge 0)$
and (ii) $(\forall i)(\sum_j a_{ij}=1)$ (each row sum is 1).
The matrix $A$ is
doubly stochastic if $A$ as well as its transpose $A^T$ are
stochastic, i.e., in addition to (i) and (ii) we also have
(iii) $(\forall j)(\sum_j a_{ij}=1)$ (each column sum is 1).
Examples: $I$ and $(1/n)J$ are doubly stochastic. Note that
$\per((1/n)J)=n!/n^n > \eee^{-n}$.
8.18 DO: Prove: If $A$ is stochastic then $\per A \le 1$.
8.19 THM (The Permanent Inequality) (Falikman and Egorychev, 1976):
If $A$ is doubly stochastic then $\per(A)\ge n!/n^n$.
8.20 DO: Let $a_n = \binom{2n}{n}$. Prove: $\lim{a_{n+1}/a_n}=4$.
Give a very simple direct proof; do not use Stirling's formula.
8.21 DO: Prove: $\sum_{j=0}^s \binom{n+j-1}{j}=\binom{n+s}{s}$.
7.1 DO: Solve Quiz-2 without the time pressure.
7.2 HW: Let $d(n,s)$ denote the dimension of the space of polynomials of
degree $\le s$ in $n$ variables. Find a simple closed-form expression for
$d(n,s)$. Reason your answer. (Recall from class: $d(n,1)=n+1$ and
$d(n,2)= \binom{n}{2}+2n+1$. Your answer must be consistent with these
observations.)
(6 points)
7.3 HW: Let $f_1,\dots,f_k$ be polynomials in $n$ variables
and let $v_1,\dots,v_k\in\rrr^n$ such that (i) for all $i$ we have
$f_i(v_i)\neq 0$, and (ii) for all $i< j$ we have $f_i(v_j)=0$.
(Triangular condition) (a) Prove: the $f_i$ are linearly
independent.
(b) Prove: under the conditions of (a), if in addition each $v_j$ is
a $(0,1)$-vector (all coordinates are 0 or 1) then the multilinearizations
${\wt{f_1}},\dots,{\wt{f_k}}$ are also linearly independent. (The
multilinearization of a monomial is obtained by erasing the exponents;
for instance, $x^5 y z^2 \mapsto xyz$. To multiplinearize a polynomial,
expand it as a linear combination of monomils and multilinearize
each monomial. For instance if $f = 3x^5z^2 + 2y^3z$ then
${\wt f}=3xz + 2yz$.)
(6+4 points)
7.4 DO: Prove: the dimension of the space of multilinear polynomials
of degree $\le s$ in $n$ variables is
$\displaystyle{\binom{n}{s}+\binom{n}{s-1}+\dots+\binom{n}{1}+
\binom{n}{0}}$.
6.1 REVIEW: Recall the Erdös--Szekeres Theorem (1934):
In any sequence
of $k\ell+1$ real numbers, either there is an increasing
subsequence of length $k+1$ or there is a non-increasing
subsequence of length $\ell+1$. (Paul Erdös and
George Szekeres were undergraduates when they found this.)
Review proof via Pigeon Hole priniciple.
6.2 DO: Show that the Erdös--Szekeres Theorem is tight:
For every $k,\ell\ge 1$ find a sequence of $k\ell$ numbers
with no increasing subsequence of length $k+1$ and no
non-increasing subsequence of length $\ell+1$.
6.3 DO (Erdös--Szekeres upgraded):
Given a sequence $\va=(a_1,\dots,a_n)$ of numbers, let
$\omega(\va)$ denote the length of the longest increasing
subsequence and $\chi(\va)$ the minumum number of
nonincreasing subsequences into which $\va$ can be divided.
The length of this proof is $O(n)$ where $n$ is the length
of the sequence, far shorter than examining all increasing subsequences.
Note that we have made no statement about the length of time it takes to
find such proofs.
(d) Find an elegant and efficient algorithm to determine the value
$\omega(\va)$ (and thereby of $\chi(\va)$).
(e) For a graph $G$ let $\omega(G)$ denote its clique number
(size of largest complete subgraph). Note that $\chi(G)\ge\omega(G)$.
Find the smallest graph for which $\chi(G)>\omega(G)$.
(f) Given a sequence $\va$, give a simple construction of a graph $G(\va)$
such that $\omega(\va)=\omega(G(\va))$ and $\chi(\va)=\chi(G(\va))$.
The graph you constructed will be called the comparability graph
of $\va$.
6.4 REVIEW: generalized Fisher inequality: Let $\lambda\ge 1$.
Let $\calH=(V;A_1,\dots,A_m)$ be a hypergraph without multiple edges
such that for all $i\neq j$ we have $|A_i\cap A_j|=\lambda$. Then
$m\le n$. (The special case with $\lambda=1$ is called the
Erdös-DeBruijn theorem.) --
We proved this result in class by showing that the incidence vectors
of the edges are linearly independent. Review the proof.
6.5 DO: We actually proved the linear independence of the incidence vectors
only under the assumption $(\forall i)(|A_i|>\lambda)$. Prove that
linear independence holds even without this assumption -- all we need
to assume is $m\ge 2$. Show that the case we did not cover is trivial.
6.6 DEF: The next sequence of linear algebra exercises will prepare
for a very elegant alternative proof of linear independence.
We say that a $k\times\ell$ matrix has full row rank if its
rank is $k$. A square matrix has full rank if it has full
row rank, or, equivalently, full column rank.
NOTATION: $M_k(\fff)$ denotes the set of $k\times k$
(square) matrices over the field $\fff$.
6.7 DO: Let $A$ be a $k\times \ell$ matrix and $B$ an $\ell\times r$ matrix.
Prove: $\rank(AB)\le\min\{\rank(A),\rank(B)\}$.
6.8 DO: The transpose of a $k\times \ell$ matrix $A=(a_{ij})$ is the
$\ell\times k$ matrix $A^T$ whose $(i,j)$ entry is $a_{ji}$.
A matrix $A$ is symmetric if $A=A^T$. A symmetric matrix is
necessarily a square matrix.
6.9 DO: Prove:
(a) Prove: $\rank(AA^T)\le \rank(A)$ (over all fields).
6.10. DO (linear algebra review):
Let $A \in M_k(\fff)$. Prove that the following statements
are equivalent:
6.11 DO: Let $A\in M_k(\rrr)$. The quadratic
form associated with $A$ is the function $Q_A : \rrr^k\to\rrr$
defined by $Q_A(x)=x^TAx$. Show: if $A=(a_{ij})$ and
$x=(x_1,\dots,x_k)^T$ then $Q_A(x)=\sum_i \sum_j a_{ij}x_i x_j$.
6.12 DO: Prove: for every $A\in M_k(\rrr)$ there is a unique
symmetric matrix $B\in M_k(\rrr)$ such that $Q_A=Q_B$.
6.13 HW: We say that the symmetric real matrix $A\in M_k(\rrr)$ is
positive semidefinite if $(\forall x\in \rrr^k)(Q_A(x)\ge 0)$.
Prove: the $k\times k$ all-ones matrix $J_k$ (every entry is equal to 1)
is positive semidefinite.
(5 points)
6.14 HW: We say that the symmetric real matrix $A$ is
positive definite if $(\forall x\neq 0)(Q_A(x)> 0)$.
Let $D(a_1,\dots,a_k)$ denote the $k\times k$ diagonal
matrix $D=(d_{ij})$ where the $i$-th diagonal entry is
$d_{ii}=a_i$; all off-diagonal entries are zero: $(\forall i\neq j)(d_{ij}=0$.
Prove: the $k\times k$ real diagonal matrix is positive definite if and
only if all diagonal entries are positive.
(3 points)
6.15 DO: Let $A, B\in M_k(\rrr)$ be symmetric real matrices.
Prove: If $A$ is positive definite and $B$ is positive semidefinite
then $A+B$ is positive definite.
6.16 HW: Prove: If $A$ is a positive definite symmetric real
matrix then $A$ is nonsingular. (You may use the DO exercises
above.)
(3 points)
6.17 HW (alternative proof of the Generalized Fisher Inequality):
Let $\lambda\ge 1$ and
$\calH=(V;A_1,\dots,A_m)$ be as in the Generalized Fisher Inequality
(Problem 6.4). Let $k_i=|A_i|$; assume $(\forall i)(k_i >\lambda)$.
Let $M$ be the $m\times n$ incidence matrix of $\calH$ (the rows are
the incidence vectors of the edges). We need to prove that the
rows are linearly independent; in other words, we need to show that
$M$ has full row-rank.
6.18 CH (due Tuesday, May 3):
Let $\calH=(V;A_1,\dots,A_m)$ be a hypergraph satisfying
the condition $(\forall i\neq j)(|A_i\cap A_j|=1)$ (Erdös-DeBruijn
situation). Suppose $(\forall i)(|A_i|\neq 1)$. Suppose futher that
$\calH$ is extremal, i.e., $m=n$. Prove: $\calH$ is a
possibly degenerate finite projective plane.
(9 points)
6.19 DO: Prove: If $n\ge 1$ then the number of even subsets of an
$n$-set is $2^{n-1}$. (An "$n$-set" is a set of $n$ elements. An
even subset is a subset with an even number of elements.) Give two
proofs: a bijective proof (construct a simple bijection between the set
of even subsets and the set of odd subsets); and an algebra proof
(use the Binomial Theorem).
6.20 DO: Recall that Eventown is a hypergraph
$\calH=(V;A_1,\dots,A_m)$ without repeated edges such that
$(\forall i,j)(|A_i\cap A_j|$ is even$)$. (This includes the
condition that all the $|A_i|$ are even.) Construct an Eventown
hypergraph with $m = 2^{\lfloor n/2\rfloor}$ edges. Hint:
"married couples solution": pair up the vertices.
6.21 REWARD PROBLEM ("Eventown Theorem" (Berlekamp)):
In Eventown, $m\le 2^{\lfloor n/2\rfloor}$
(the "married couples" solution is optimal).
6.22 CH (due Tue, May 3): Every maximal Eventown hypergraph
is maximum.
(6 points)
6.23 HW (due Thu, April 28) Prove that there exist non-isomorphic
maximum Eventown hypergraphs (i.e., Eventown hypergraphs that have
$m = 2^{\lfloor n/2\rfloor}$ edges but are not isomorphic to the
"married couples" solution). You may use the preceding challenge
problem without proof; based on that problem, your solution
should be very simple (just a few lines).
(7 points)
6.24 REWARD PROBLEM ("Oddtown Theorem" (Berlekamp)).
Recall that Oddtown is a hypergraph
$\calH=(V;A_1,\dots,A_m)$ such that each $|A_i|$ is odd
and each $|A_i\cap A_j|$ $(i\neq j)$ is even.
Prove: under these conditions, $m\le n$.
6.25 DO: For every $n\ge 1$, find extremal solutions to Oddtown
(Oddtown hypergraphs that satisfy $m=n$).
6.26 DO: Show that for every $n\ge 2$ there are maximal
Oddtown hypergraphs with very few ($m\le 2$) edges.
6.27 DO: review complex numbers and complex $n$-th roots of
unity. Prove that for $n\ge 2$ the sum of the $n$-th roots of unity
is zero.
6.28 HW (due Tue, May 3): For every fixed $k$ find
a closed-form expression for the sum
$\displaystyle{S(n,k)=\sum_{i=0}^{\infty}\binom{n}{ik}}$.
(Note that this is actually a finite sum: if $r>n$ is an
integer then $\binom{n}{r}=0$.) Here "closed form for
every fixed $k$" means that you may have a sum of which the
number of terms depends on $k$ but no sum of which the
number of terms depends on $n$. Your solution should
involve complex $k$-th roots of unity. Hint:
apply the binomial theorem to $(1+x)^n$
and substitute $k$-th roots of unity for $x$.
(8 points)
6.29 CH (due Tue, May 10): Let $A_1,\dots,A_m$ be
infinite arithmetic
progressions of nonnegative integers; let $d_i$ denote
the increment of $A_i$ (difference of consecutive members).
Suppose the $A_i$ are pairwise disjoint and their union
is the set of all nonnegative integers. Prove: if $m\ge 2$
then two of the increments must be equal. Hint: generating
functions and complex roots of unity.
(7 points)
5.1 DO:
$\displaystyle{\frac{\binom{n}{k+1}}{\binom{n}{k}}=
\frac{n-k}{k+1}}$
5.2 DO:
$\binom{2n}{n}-\binom{2n}{n-1}=\frac{1}{n+1}\binom{2n}{n}$.
Note in particular that $n+1$ always divides $\binom{2n}{n}$.
The quotient $\frac{1}{n+1}\binom{2n}{n}$ is called the $n$-th
Catalan number and was discussed in class as the number of
rooted binary trees with $n$ vertices. This Catalan numbers also
count several other classes of interesting combinatorial objects,
including the proper parenthesizations of a product of $n$ terms
and the number of triangulations of a convex $n$-gon.
5.3 REVIEW:
The probability that the drunkard, starting from zero, gets
back to zero in $2n$ steps for the first time, is
$$\frac{\binom{2n-2}{n-1}}{n\cdot 2^{2n-1}}.$$
Proof: via the Reflection principle for simple random walks
on the integers.
5.4 DO:
$\displaystyle{\frac{\binom{2n}{n}}{2^{2n}}\sim
\frac{1}{\sqrt{\pi n}}}$
5.5 HW: Compute the expected number of steps for the drunkard
to arrive back home for the first time. (At the end of
class I erroneously added the word "asymptotically" to this question.
The answer you need to compute is not a function of $n$ so this
statement makes no sense. What I had in mind was that you need to
asymptotically evaluate the expression in problem 5.3 to get the
simple answer. Your solution should be just 2 or 3 lines.)
(7 points)
5.6 HW (due Tue, Apr 26):
Suppose our drunkard has two homes, one at zero and the
other at $n$. The drunkard starts at $x$ where $0\le x\le n$.
Prove: the expected number of steps for the drunkard to reach
one of his homes is $x(n-x)$.
(15 points)
5.7 DO (due Tue, Apr 26):
By Newton's binomial theorem, the coefficient of $x^n$ in
the power series expansion of $(1-x)^{-k}$ is $(-1)^n\binom{-k}{n}$.
Give a closed-form expression of this coefficient using an ordinary
binomial coefficient (of the form $\binom{r}{s}$ where $r\ge s \ge 0$).
5.8 DO (due Tue, Apr 26):
Let $f(x)=\sum_{n=0}^{\infty} a_n x^n$ be the generating function
of the sequence $a_0,a_1,\dots$. Suppose $f(x)$ has the closed-form
expression $\displaystyle{f(x) = \frac{p(x)}{(1-x)^k}}$ where
$p$ is a polynomial. Assume $p(1)\neq 0$. Prove:
$a_n \sim cn^k$ for some constant $c$. (In this asymptotic
equality, $k$ is fixed and $n\to\infty$.) Express $c$ as a function
of $k$ and the polynomial $p$. Your expression should be very simple,
fewer than ten symbols.
5.9 DO (due Tue, Apr 26):
By Newton's binomial theorem, the coefficient of $x^n$ in
the power series expansion of $\displaystyle{\frac{1}{\sqrt{1-x}}}$
is $e_n=(-1)^n\binom{-1/2}{n}$.
(a) Give a closed-form expression of this coefficient
using an ordinary binomial coefficient.
(b) Asymptotically evaluate $e_n$ in the form $e_n \sim a n^b c^n$ where
$a,b,c$ are constants. Determine $a,b,c$.
5.10 DO (due Tue, Apr 26):
Consider the sequence $\{c_n\}$ defined by the recurrence
$c_0=0$, $c_1=1$, $c_n=5c_{n-1}-6c_{n-2}$.
(a) Find a closed-form expression of the generating function
$g(n) = \sum_{n=0}^{\infty} c_n x^n$.
(b) Find an explicit closed-form expression for $c_n$, similar
to Binet's formula for the Fibonacci numbers.
5.11 DO: Prove: If $a_n,b_n \to\infty$ and $a_n = \Theta(b_n)$ then
$\ln a_n \sim \ln b_n$.
5.12 DO: (due Tue, Apr 26) (integer partitions):
Let $p(n)$ denote the number of
ways $n$ can be written as the sum of positive integers in
nonincreasing order: $n=x_1+\dots+x_k$ where $k$ is also variable
and $x_1\ge x_2\ge\dots\ge x_k\ge 1$. For instance, $n=5$
can be written as $5=4+1=3+2=3+1+1=2+2+1=2+1+1+1+1=1+1+1+1+1+1$
so $p(5)=7$. In other words, if $k_i$ is the number of times the
number $i$ occurs in this sum, then we have $n=\sum_{i=1}^n ik_i$;
we need to find the number of solution to this equation in
$k_i\ge 0$. This is the number of Young tableaux mentioned in class.
The following remarkable asymptotic formula holds
(Hardy-Ramanujan formula, 1918):
$$ p(n) \sim \frac{1}{4n\sqrt{3}}\eee^{\pi\sqrt{2n/3}} .$$
(a) Derive from the Hardy-Ramanujan formula that
$\ln p(n) \sim \pi\sqrt{2n/3}$.
ADDITIONAL MATERIAL FROM April 19 class plus more challenge problems
5.13 NOTATION: $\aut(\calH)$ denotes the automorphism group of
the hypergraph $\calH=(V,\calE)$, i.e., all permutations of
of $V$ that map edges to edges. $\aut(\calH)$ is a subgroup
of the symmertic group $\sym(V)$ consisting of all permutations
of the set $V$.
5.14 DO: Prove: the number of automorphisms
of the Fano plane is 168 (the number of hours in a week).
5.15 DEFINITION: A permutation group $G\le\sym(V)$ is transitive
of for every $(u,v\in V)(\exists \sigma\in G)(\sigma(u)=v)$,
i.e., all elements of $V$ are equivalent under the action of $G$.
We say that a hypergraph $\calH$ is vertex-transitive if
$\aut(\calH)$ is a transitive group.
5.16 DO: Prove: if $\calP$ is a Galois plane then $\aut(\calP)$
is transitive.
5.17 DO: The $\set_d$ hypergraph is vertex-transitive.
5.18 DO: Observe: if a hypergraph is vertex-transitive then
it is regular. Prove that the converse does not hold
even for graphs. Find the smallest graph that is regular
but not vertex-transitive.
5.19 DO: The Platonic solids, as graphs, are vertex-transitive,
edge-transitive, and in fact flag-transitive.
5.20 CH (due Tue, May 3): (Mario Szegedy, our former CS PhD
student): Recall that $\alpha(\calH)\chi(\calH)\ge n$. Prove
that for vertex-transitive hypergraphs this bound is nearly tight,
namely, if $\calH$ is vertex transitive then
$\alpha(\calH)\chi(\calH) < n (1+\ln n)$.
(9 points)
5.21 DO (due Tue, April 26): The Petersen graph is a connected
vertex-transitive graph that is not Hamiltonian.
5.22 CONJECTURE. Fact: only four connected graphs are known that
are vertex-transitive and non-Hamiltonian. Your instructor
conjectures that there are infinitely many; in fact, that there
exists a constant $c > 0$ and infinitely many connected
vertex-transitive graphs that have no cycle, and not even a path,
longer than $(1-c)n$. (Note: The latter conjecture strongly disputes
L. Lovász's conjecture that every connected vertex-transitive
graph has a Hamilton path. No counterexample to this conjecture
is known.)
5.23 CH (longest cycle, due Tue, May 3): (L.B., 1979)
Prove: in a connected, vertex-transitive graph
the longest cycle has length $ > \sqrt{n}$.
You may use a previous challenge problem.
(5 points)
Attention. All challenge problems assigned prior to this
problem set expire on Tuesday, April 19.
Reminder. HW #3.9 is also due Tuesday, April 12.
4.1 DO: Study the card game "SET" from web sources.
4.2 DEF: We define the $d$-dimensional $\calset_d$ hypergraph as follows.
The vertex set is $\fff_3^d=\{(x_1,\ldots,x_d)\mid x_i\in\mathbb{F}_3\}$
so there are $n=3^d$ vertices.
(In the actual cardgame we have $d=4$ so there are 81 cards.)
The set of edges is $\set_d=
\{\{\ul{x},\ul{y},\ul{z}\}\mid\ul{x}+\ul{y}+\ul{z}=\ul{0},\text{ where
$\ul{x},$ $\ul{y},$ $\ul{z}$ are distinct elements of } \fff_3^d\}$ .
4.3 HW: $\calset_d$ is a 3-uniform hypergraph. Show that it
is regular and compute the degree of the vertices.
(4 points)
4.4 DEF (independent set of vertices):
Let $\calH=(V;A_1,\ldots,A_m)$ be a hypergraph. We say that
the subset $W\subseteq V$ is independent if
$(\forall i)(A_i\not\subseteq W)$ (no edge is contained in $W$).
The independence number of $\calH$ is
$\alpha(\calH)=$ the size of largest independent set.
4.5 DO (Fekete's Lemma):
We say that a sequence $\{a_n\}$ of positive numbers
is supermultiplicative if
$(\forall k,\ell \ge 1)(a_{k+\ell}\geq a_k a_{\ell})$.
Prove:
If $\{a_n\}$ is a super multiplicative sequence of positive numbers
then $\exists\lim_{n\to\infty}\sqrt[n]{a_n}=\sup_n\{\sqrt[n]{a_n}\}.$
Note that in particular this means that for every $k$, the limit
is $\ge a_k$.
4.6 HW:
Prove that the sequence $\alpha_d:=\alpha(\calset_d)$ is
supermultiplicative.
(6 points)
4.7 DO: Let $L = \lim\sqrt[d]{\alpha_d}$. This limit exists by Fekete's
Lemma. Observe that $2^d\leq\alpha_d\leq 3^d$ and therefore $2\leq L\leq 3$.
4.8 HW: Prove: $L > 2$. You may use web sources about the actual
SET game ($\calset_4$). Give the best lower bound on $L$ you can get.
(5 points)
4.9 Meshulam's Theorem.
$\displaystyle{\alpha_d \le \frac{2\cdot 3^d}{d}}$.
4.10 OPEN QUESTION: Is $L<3$ ?
4.11 DEF (Chromatic number). A legal coloring of a hypergraph
$\calH=(V; A_1,\dots,A_m)$ is a function
$f : V\to C$ where $C$ is a set of "colors,"
such that no edge is monochromatic (i.e., for each $i$, the function $f$
resticted to $A_i$ takes at least two values). We say that $\calH$
is $k$-colorable if a set of $|C|=k$ colors suffice for a
legal coloring. The chromatic number $\chi(\calH)$ is
the smallest $k$ for which $\calH$ is $k$-colorable. (Note
that is $|A_|\le 1$ for some edge then no legal coloring exists;
in this case we set $\chi(\calH)=\infty$.)
4.12 HW:
(a) Let $\calH$ be a hypergraph with $n$ vertices. Prove:
$\alpha(\calH)\chi(\calH)\ge n$.
4.13 DO: (a) Let $\calH$ be a $k$-uniform hypergraph with $n$ vertices
where $k\ge 2$. Prove:
$\displaystyle{\chi(\calH)\le \left\lceil\frac{n}{k-1}\right\rceil}$.
4.14 DO: Prove: the chromatic number of the Fano plane is 3.
4.15 DO MAYBE: The Fano plane is the Galois plane of order 2.
Find the chomatic number of the Galois planes of order 3 and 4.
4.16 DO (Union bound): Prove: if $A_1,\dots,A_m$ are events
in a finite probability space then $P(\bigcup A_i)\le \sum P(A_i)$.
4.17 HW:
(a) (Erdös) Let $\calH$ be a $k$-uniform hypergraph ($k\ge 2$)
with $m$ edges. Prove: if $m\le 2^{k-1}$ then $\chi(\calH)\le 2$
($\calH$ is 2-colorable). (Hint: use the union bound.
For this hint to make sense, you first need to set up a
probability space. Give a clear definition of your
probability space. State the size of your sample space.
Give a clear definition of the events to which you apply
the union bound.)
(b) Prove: If $\calP$ is a projective plane of order $n\ge 5$ then
$\chi(\calP)=2$.
(15+5 points)
4.18 STUDY the notion of independence of events from the online
lecture notes.
4.19 DO: Find a small probability space and 3 events $A,B,C$ such that
$P(A\cap B\cap C)=P(A)P(B)P(C)$ but $A, B, C$ are not independent.
4.20 DO: $A$ and $A$ are independent if and only if BLANK. Fill in the
blank with a very simple statement about the event $A$.
4.21 DO: (a) Prove: If $A_1,\ldots, A_t$ are independent events then
$A_1,\ldots, A_{t-1}$, $\bar{A_t}=\Omega\setminus A_t$ are
also independent.
4.22 DO: Trivial events are those with probability 0 or 1.
Prove: trivial events are independent of any collection of events,
i.e., if $A_1,\dots,A_t$ are independent events and $B$ is a trivial
event then $A_1,\dots,A_t, B$ are independent.
4.23 HW (due Tuesday, April 19): Prove: If there exist $t$
nontrivial independent events over the probability space
$(\Omega,P)$ then $n\ge 2^t$ where $n=|\Omega|$.
(6 points)
4.24 DO: For every $t\ge 2$ find a probability space and $t$ events that
are $(t-1)$-wise independent but not $t$-wise indepenent.
Make your sample space as small as psoosible; prove the minimality
of your sample space.
4.25 CH (due by Tuesday, April 26). Prove: If there exist $t$
nontrivial pairwise independent events over the probability space
$(\Omega,P)$ then $n\ge t+1$ where $n=|\Omega|$.
(15 points)
4.26 CH (due by Tuesday, April 26). Show that the previous bound
if tight infinitely often: For infinitely many values
of $n$ find $n-1$ pairwise independent nontrivial events in the
a uniform probability space with a sample space of size $n$.
(12 points)
4.27 DO: If $A,B,C$ are independent events then $A,B\cup C$ are independent.
4.28 DO (creating complex independent events from simpler ones):
If the collection $\{A_i \mid i\in I\}$ of events is independent
and we partition $I$ as $I=J_1\cup\dots\cup J_s$ (the $J_j$
are disjoint) and $B_j$ is a Boolean combination of the set
$\{A_i \mid i\in J_j\}$ of events then $B_1,\dots,B_s$ are
independent.
4.29 DEF (independence of random variables): We say that the
random variables $X_1,X_2,\ldots,X_t$ over the probability space
$(\Omega,P)$ are independent if
$(\forall x_1,\ldots,x_t\in\rrr)(P(X_1=x_1,\ldots,X_t=x_t)=
\prod_{i=1}^t P(X_i=x_i)$.
4.30 DO: If $X_1,\ldots,X_t$ are independent random variables then all
their subsets are independent.
4.31 DO: When is the random variable $X$ independent of itself?
4.32 DO: Prove: the events $A_1,\ldots, A_t$ are independent $\iff$
their indicator variables $\vth_{A_1},\ldots,\vth_{A_t}$ are independent.
4.33 DO (Markov's Inequality): Prove (in one line):
If $X$ is a nonnegative random variable then for all $a>0$ we have
$$P(X\ge a)\le \frac{E(X)}{a}.$$
4.34 DEF (variance):
$\var(X)=E((X-E(X))^2) = E(X^2)-E(X)^2$ by the linearity of expectation.
4.35 Corollary (Cauchy-Schwarz inequality): $E(X^2)\geq E(X)^2$
4.36 DO: Compare this with other forms of the Cauchy-Schwartz inequality.
4.37 DEF (Covariance) For random variables $X,Y$ we write
$\cov(X,Y)=E(XY)-E(X)E(Y)$. Note: $\var(X)=\cov(X,X)$.
4.38 DO (Multiplicativity of expectation):
Prove: (a) If $X,Y$ are independent random variables then $E(XY)=E(X)E(Y)$.
4.39 HW (uncorrelated vs. independent):
We say that the random variables $X,Y$ are
uncorrelated if $E(XY)=E(X)E(Y)$, or equivalently, if $\cov(X,Y)=0$.
By the previous exercise, if $X,Y$ are independent then they are uncorrelated.
Show that the converse is false: construct a small probability space
(meaning that the sample space is small) and two random vaiables that
are uncorrelated by not independent.
(6 points)
4.40 REVIEW FROM CLASS (Variance of sum):
Let $Y=X_1+\ldots+X_t$. Then
$\var(Y)=\sum_i\sum_j\cov(X_i,X_j)=\sum_i\var(X_i)+
\sum_{i\neq j}\cov(X_i,X_j)=\sum_i\var(X_i)+2\sum_{i< j}\cov(X_i,X_j).$
4.41 DO: Corollary (Variance of sum of pairwise independent
random variables)
Let $Y=X_1+\ldots+X_t$ where the $X_i$ are pairwise independent.
Then $\var(Y)=\sum_i \var(X_i)$.
4.42 DEF Random graphs -- the Erdös-Rényi Model
${\mathbf{G}}_{n,p}$: We fix $V$, $|V|=n$. For every pair of vertices,
we make them adjacent with probability $p$, flippling independent
biased coins for each of the $\binom{n}{2}$ pairs.
4.43 DO: Prove: in the ${\mathbf{G}}_{n,p}$ model, the expected number of
edges is $p\binom{n}{2}$. (Hint: indicator variables, linearity
of expectation)
4.44 DO: Let $T_n$ be the number of triangles in the uniform
Erdös--Rényi model ${\mathbf G}_{n,1/2}$.
(a) Find exact formula for $\var(T_n)$. Your answer should
be a rather simple closed-form expression.
Attention. All challenge problems assigned so far
expire on Tuesday, April 19.
3.1 HW: Let $\calP=(P,L,I)$ be a projective plane ($P$ is
the set of points, $L$ the set of lines, and $I\subset P\times L$
is the incidence relation among them). A polarity of
$\calP$ is a bijection $f : P\to L$ such that for all pairs
of points, $p,q\in P$, we have $(p,f(q))\in I$ if and only if
$(q,f(p))\in I$. Prove: every Galois plane has a polarity.
(8 points)
3.2 DO: Prove: if $X$ is a random variable then $\min X \le E(X)\le \max X$.
3.3 DO: Prove the linearity of expectation.
3.4 REMEMBER: If $A$ is an event and $\vth_A$ is its indicator variable
then $E(\vth_A) = P(A)$.
3.5 DO: Use the linearity of expectation to prove that the expected
number of Heads in $n$ coin flips is $n/2$. Give a clear
definition of the variables you introduce. (Hint: indicator
variables.)
3.6 HW:
Pick a random permutation $\sigma$ of the set $[n]=\{1,\dots,n\}$.
(So the sample space has size $n!$.)
Let $X$ denote the length of the $\sigma$-cycle through
element 1. Prove: for all $k$ $(1\le k\le n$) we have
$P(X=k)=1/n$.
(7 points)
3.7 HW: Let $Y_n$ denote the number of cycles in a random permutation
of $n$ elements. Prove: $E(Y_n)\sim \ln n$.
(Recall that two sequences, $a_n$ and $b_n$, are called
asymptotically equal if $\lim_{n\to\infty} a_n/b_n =1$.)
(12 points)
3.8 DO: Solve all probems of Quiz-1, inclduing the bonus problems.
3.9 HW (due Tuesday, April 12):
Quiz-1 bonus problem 5(b).
(7 points)
2.1 DO: Prove: for every $n\ge 1$ there exists a Latin square of order $n$
(i.e., an $n\times n$ Latin square).
2.2 HW: Prove: for every odd $n\ge 3$ there exists a pair of
orthogonal Latin squares of order $n$.
(5 points)
2.3 DO: Prove: if there exists a pair of orthogonal Latin squares
of order $k$ and a pair of orthogonal Latin squares of order $\ell$
then there exists a pair of orthogonal Latin squares of order $k\ell$.
2.4 DO: Prove: if $n\ge 3$ and $n \not\equiv 2 \pmod{4}$ then there exists
a pair of orthogonal Latin squares of order $n$.
2.5 STORY: Euler's "36 officers problem" (1782): no pair of orthogonal Latin
squares of order 6 exists. Confirmed by Gaston Tarry, 1901.
Yet for all other orders $n\equiv 2\pmod{4}$, $n\ge 3$,
there does exist
a pair of orthogonal Latin squares of order $n$
(Bose--Shrikhande--Parker 1959).
2.6 DO: (a) There are at most $n-1$ pairwise orthogonal Latin squares
of order $n$. (b) Exactly $n-1$ exist if and only if there
exists a projective plane of order $n$.
2.7 DO: Prove the dual of a projective plane is a projective plane.
2.8 DO: Prove: the degenerate projective planes are exactly those
seen in class (all but one of the points on one line)
2.9 DEF: collineation: permutation of the points of a projective
plane that preserves collinearity (if 3 points are on a line,
their images will also be on a line)
2.10 CH (Fundamental theorem of projective geometry):
We say that 4 points in a projective plane
are in general position if no 3 of them
are on a line. Consider the projective geometry $PG(2,\fff)$
over a field $\fff$.
Prove: If the points $p_1,\dots,p_4$ are in general position
and the points $q_1,\dots,q_4$ are also in general position
then there is a collineation $f$ such that $f(p_i)=q_i$.
(7 points)
2.11 HW: Let $\calH$ be a regular $k$-uniform hypergraph with $n$
vertices. A subset $R$ of the vertices is colored "red."
Let $0\le \alpha\le 1$. Assume every edge contains
at most $\alpha k$ red vertices. Prove: there are
at most $\alpha n$ red vertices.
(6 points)
2.12 DO: Let us put down $n$ points in a circle. An arc of length
$k$ means $k$ consecutive points along the circle. Prove:
if $k\le n/2$ then at most $k$ arcs of length $k$ can be
pairwise intersecting.
2.13 DO: Use the previous two exercises to prove the
Erdös--Ko--Rado theorem.
2.14 DO: Let us call a hypergraph simple if it has
no multiple edges.
Prove: Every maximal intersecting simple hypergraph
is maximum. In other words, if an
intersecting simple hypergraph has fewer than $2^{n-1}$
edges then you can add an edge so the hypergraph remains
simple and intersecting.
(Maximum: has maximum number of edges under the given constraint.
Maximal: cannot be extended -- if we add any edge, the constraint
will be violated.)
2.15 Bruck--Ryser Theorem (1949) (stated without proof):
If a projective plane
of order $n$ exists and $n\equiv 1$ or $2 \pmod{4}$ then
$n$ can be written as $n=a^2+b^2$. -- This result ruels out,
for instance, projective planes of order 6 and 14 but does not
rule out the existence of projective planes of order 10 or 12.
-- The proof of the theorem is elementary linear algebra.
2.16 Theorem: There is no projective plane of order 10.
(Clement W.H. Lam, L. H. Thiel, S. Swiercz, 1989, using results in
coding theory and thousands of hours on a CRAY-1 supercomputer).
Unless otherwise stated, our hypergraphs have $n$ vertices and $m$ edges.
1.1 HW: Prove: if an intersecting hypergraph has no multiple edges
(all edges are distinct) then $m\le 2^{n-1}$.
(Your solution should be no more than three lines.) (A hypergraph is
intersecting if every pair of edges shares at least one
vertex.)
(4 points)
1.2 HW: Consider the following statement: "Every $k$-uniform
intersecting hypergraph has at most $\binom{n-1}{k-1}$ edges."
Construct a 2-parameter family of counterexamples to this
statement, i.e., construct a set $B$ of "bad pairs"
$(n,k)$ (where $1\le k \le n$) with the following properties:
1.3 CH If a non-empty regular $k$-uniform hypergraph is
intersecting then $k > \sqrt{n}$.
(10 points)
1.4 DO: Prove: a finite projective plane is
1.5 HW: For what values of the prime number $p$ is the
set (ring) $\fff_p[i]=\{a+bi\mid a,b\in \fff_p\}$
of "complex numbers modulo $p$" a field? Here $\fff_p$
is the field of order $p$, i.e., the integers modulo $p$,
and $i$ is
a symbol and we interpret $i^2$ to be $-1$.
You only need to check when this ring has zero-divisors.
(A zero-divisor is non-zero element $z$ such that there is a
non-zero element $w$ such that $zw=0$.)
This is an exercise in experimental mathematics.
First prove that $z=a+bi$ is a zero-divisor if an only if
$a^2+b^2$ is divisible by $p$ while at least one of $a,b$ is
not divisible by $p$. Next, prove that such a $z$ exists if and
only if there is a integer $x$ such that $x^2\equiv -1 \pmod p$.
Finally, experiment with small primes to see, modulo which primes
does the congruence $x^2\equiv -1 \pmod p$ have a solution.
List all primes $p<40$ in two columns according to whether
there is a integer $x$ such that $x^2\equiv -1 \pmod p$ or not.
Discover the very simple pattern that will allow you to
decide, with no calculation, about any 50-digit prime,
which column it belongs to. State this observed very simple
pattern. Do not prove.
(12 points)
Exercise set #14. Due Thursday, May 26, except where otherwise stated.
(Posted Tue, May 24, 2:30pm.)
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Exercise set #13. Due Tuesday, May 24, except where otherwise stated.
(Posted Tue, May 24, 6:00am. All problems were assigned in class.)
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Exercise set #12. Due Thursday, May 19, except where otherwise stated.
(Posted Tue, May 17, 4:30 pm.)
Note that this includes the statements $6\to (3,3)$ and
$17\to (3,3,3)$.
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Exercise set #11. Due Tuesday, May 17, except where otherwise stated.
(Posted in advance on Tue, May 10, 11:15 pm.
Work on these only after the May 12 Midterm.)
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Exercise set #10. Due Thursday, May 12, except where otherwise stated.
(Posted Tue, May 10, 10:20 pm.)
Outline of proof:
pick a maximum independent set $A$ (so $|A|=\alpha$) and a list of
random automorphisms $\pi_1,\dots,\pi_s\in\aut(\calH)$.
The $\pi_i$ are uniform over $\aut(\calH)$ and independent.
(a) Prove: for a fixed $v\in V$ we have $P(v\in\pi_1(A))=\alpha/n$.
(See the preceding exercise.)
(b) Let $B=\bigcup_{i=1}^s \pi_i(A)$. Prove: for a fixed $v\in V$
we have $P(v\notin B)=(1-\alpha/n)^s$.
(c) Use the union bound to show: $P(B\neq V)\le n(1-\alpha/n)^s$.
State the events of which you are taking the union.
(d) Infer: If $n\eee^{-\alpha s/n} \le 1$ then $\chi(\calH)\le s$.
(Use Ex. 10.2.)
(e) Show that the smallest $s$ for which the assumption of
item (d) holds is $\lceil (n/\alpha)\ln n\rceil$. Infer the
stated upper bound on $\alpha\chi$.
Hint: let $f:V\to\rrr$ be a fractional cover and $g:\calE\to\rrr$
a fractional matching. Evaluate the sum
$\displaystyle{S=\sum_{(v,E): v\in E}f(v)g(E)}$ in two ways
(accountant's principle) (where the summation extends over all
incident vertex-edge pairs).
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Exercise set #9. Due Tuesday, May 10, unless otherwise stated.
(Posted Fri, May 6, 0:15 am.)
(Therefore $\nu\le\nu^*\le\tau^*\le\tau$.)
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Exercise set #8. Due Thursday, May 5, unless otherwise stated.
(Problems 1-4 posted May 5, 10:15am. Problems 5-21 posted
May 5, 10:30pm.)
[The error in the previous posting was that the term
$(\sum_{i=1}^n x_i-r)$ was omitted.]
(10+3 points)
This is a major result; for decades it was known as the
Van der Waerden Conjecture. For an elementary proof
see the monograph by Van Lint and Wilson.
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Exercise set #7. Due Thursday, April 28, unless otherwise stated.
Recall that 6.23 is also due on April 28.
(Posted Apr 28, 1:00am. Exx. 7.3(b) and 7.4 added at 8:30am.)
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Exercise set #6. Due Tuesday, April 26, unless otherwise stated.
(Posted Apr 22, 7:30am.)
Remember: several DO exercises from Problem set #5 are also due
(problems 5.7-5.12). Also remember: second quiz Tue Apr 26.
(a) Prove: $\omega(\va)\le \chi(\va)$.
(b) Prove: $\omega(\va) = \chi(\va)$.
(c) Derive the Erdös--Szekeres Theorem (Problem 6.1)
from part (b).
[The following explanation was updated 4-24 5pm.]
Note that part (b) provides a "good characterization" of the
quantities $\omega(\va)$ and $\chi(\va)$: if somebody claims
that say $\omega(\va)=153$ then they should
be able to produce a short and convincing proof of this statement:
just display an increasing sequence of length 153 and a partition
of the sequence into 153 nondecreasing subsequences. (Why does
this prove, simultaneously, that both of these are optimal?)
(g) A graph $G$ is called a perfect graph if $\omega(H)=\chi(H)$
for all induced subgraphs $H$ of $G$. (For the def of "induced subgraph,"
see instructor's online lecture notes.) Prove that comparability graphs
of sequences are perfect.
Prove: (a) $(AB)^T=B^TA^T$. (b) $A^TA$ is symmetric.
(b) Prove: over $\rrr$ we have $\rank(AA^T)= \rank(A)$.
(c) For every prime $p$ show that (b) is false over $\fff_p$.
(a) $A$ has full rank.
(b) The system $Ax=0$ of homogeneous linear equations has no nontrivial
solution. (Here $x=(x_1,\dots,x_k)^T$ is a column vector of unknowns.)
(In other words, 0 is not an eigenvalue of $A$.)
(c) $A$ is non-singular, i.e., its determinant is nonzero.
(a) Prove that it suffices to show that the symmetric $m\times m$ matrix
$B=MM^T$ is nonsingular.
(b) Compute $B=MM^T$ (state its $(i,j)$ entry $b_{ij}$).
(c) Prove that $B$ is positive definite. Your proof should be
just one line, based on exercises above.
(Note that (c) completes the proof because
positive definite $\implies$ nonsingular. Note also
the elegance of the proof; it involves no calculation.)
(4+5+5 points)
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Exercise set #5. Due Thursday, April 21, unless otherwise stated.
(Posted: problems 5.1-5.6 April 20, 9:30pm, problems 5.7-5.12
April 21, 7:30am, problems 5.13-5.23 April 21, 8:30am)
(Note: At the end of class I gave this formula with two errors:
(1) instead of $\binom{2n-2}{n-1}$ I wrote $\binom{2n}{n}$;
(2) instead of $2^{2n-1}$ in the denominator I wrote $2^{2n}$.
The first of these was a copying error and does not affect the asymptotics.
The second missed a factor of 2 corresponding to the arbitrary choice of
the drunkard's first step, so only $2n-1$ steps remain.)
The rest of this exercise is review from class. Using generating
functions, we give a one-page elementary proof of the surprisingly
accurate upper bound
$$ p(n) < \eee^{\pi\sqrt{2n/3}} .$$
It is remarkable that such a simple proof produces the exact exponent.
Below we always assume $0 < x < 1$.
(b) Let $G(x)=\sum_{n=0}^{\infty} p(n)x^n$ be the generating function
of the sequence $\{p(n)\}$. Prove:
$\displaystyle{G(x) = \prod_{k=1}^{\infty}\frac{1}{1-x^k}}$.
(c) Infer from this product expansion that
$\displaystyle{p(n) < \frac{1}{x^n}\prod_{k=1}^{\infty}\frac{1}{1-x^k}}.$
(d) Next, take the logarithm of each side and use the power-series
expansion of $-\ln(1-y)$ to infer that
$$ \ln p(n) = -n\ln x +\sum_{j=1}^{\infty}\frac{1}{j}\sum_{k=1}^n x^{jk}
< -n\ln x + \sum_{j=1}^{\infty}\frac{1}{j}\frac{x^j}{1-x^j}. $$
(e) Prove: $1-x^j > (1-x)jx^{j-1}$
(f) Combine the previous two items to obtain
$$\ln p(n) < -n\ln x + \frac{x}{1-x}\sum_{j=1}^{\infty}\frac{1}{j^2}=
-n\ln x + \frac{\pi^2}{6}\frac{x}{1-x}$$
using the fact that $\sum_{j=1}^{\infty} 1/j^2=\pi^2/6$.
(g) Now set $u = x/(1-x)$, so $x = u/(1+u)$ $(0< u< \infty)$ and use
the inequality $\ln(1+z)\le z$ (true for all $z > -1$) to obtain
$\displaystyle{p(n) < n \ln(1+1/u) +(\pi^2/6)u < (n/u) + (\pi^2/6)u}$.
Finally set $u=\sqrt{6n}/\pi$ (by calculus, this quantity maximizes
the right-hand side in the preceding inequality) and conclude
$\ln p(n) < \pi\sqrt{2n/3}$, as advertised.
This beautiful proof, outlined in class, is from the highly recommended
Matoušek - Nešetříl text
(click "Course home > Texts" on the banner), Section 10.7 ("Integer
partitions") in the first edition. That section also includes
a proof of the indentity $\sum_{j=1}^{\infty} 1/j^2=\pi^2/6$.
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Exercise set #4. Due Tuesday, April 12, unless otherwise stated.
(Posted: Problems 4.1--17 Apr 9, 9:15pm; Problems 4.18--4.44
April 10, 1:00am)
This is the best upper bound known for $\alpha_d$ for large $d$.
The proof uses the character theory of finite abelian groups.
(b) Prove that this bound is tight for all $k\ge 2$ and $n\ge 1$.
(For each $k\ge 2$ and $n\ge 1$ you need to find a $k$-uniform
hypergraph on $n$ vertices that has chromatic number equal to the
stated bound.)
(b) Notation: $A^1=A$ and $A^{-1}=\bar{A}$. With this notation, prove:
If $A_1,\dots, A_t$ are independent events then
$A_1^{\epsilon_1},\dots,A_t^{\epsilon_t}$ are
also independent, for all choices of $\epsilon_i\in\{1,-1\}$.
(b) If $X_1,\ldots, X_t$ are independent random variables then
$E(\prod X_i)=\prod E(X_i)$.
(b) Find the asymptotic value of $\var(T_n)$. Your answer should
be of the form $\var(T_n)\sim a\cdot n^b,$; find the value of
the constants $a,b$. (Hint: indicator variables, Ex. 4.40.)
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Exercise set #3 (posted Apr 5, 9:40pm. Due Thursday, April 7
except where otherwise stated)
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Exercise set #2 (posted Apr 4, 1:30pm. Due Tuesday, April 5)
WARNING. Problem 2.2 was previously erroneously posted as a
"DO" exercise. Instead it is "HW," as stated in class. (Correction:
Apr 4, 7:40pm.)
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Exercise set #1 (due Thursday, March 31)
Your set of pairs $(n,k)$ should be very simple to define
(one third of a line).
(8 points)
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